4//SEC Filing
GOODE DAVID R 4
Accession 0000018230-12-000516
CIK 0000018230other
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 4:37 PM ET
Size
6.9 KB
Accession
0000018230-12-000516
Insider Transaction Report
Form 4
GOODE DAVID R
Director
Transactions
- Award
Phantom Stock Units
2012-10-31+166→ 53,485 total→ Common (166 underlying)
Holdings
- 32,933
Common
- 40,581(indirect: By Trust)
Common
Footnotes (3)
- [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F3]The units were valued in October 2012 on the basis of the issuer's common stock price, 166 units at a price of $85.19.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001171794
Filing Metadata
- Form type
- 4
- Filed
- Nov 1, 8:00 PM ET
- Accepted
- Nov 2, 4:37 PM ET
- Size
- 6.9 KB