GOODE DAVID R 4
4 · CATERPILLAR INC · Filed Jan 3, 2013
Insider Transaction Report
Form 4
GOODE DAVID R
Director
Transactions
- Award
Phantom Stock Units
2012-12-31+161→ 54,463 total→ Common Stock (161 underlying)
Holdings
- 37,541(indirect: By Trust)
Common Stock
- 32,933
Common Stock
Footnotes (4)
- [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
- [F3]The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F4]Includes adjustments for dividends accrued.