4//SEC Filing
GOODE DAVID R 4
Accession 0000018230-13-000006
CIK 0000018230other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 2:22 PM ET
Size
7.0 KB
Accession
0000018230-13-000006
Insider Transaction Report
Form 4
GOODE DAVID R
Director
Transactions
- Award
Phantom Stock Units
2012-12-31+161→ 54,463 total→ Common Stock (161 underlying)
Holdings
- 37,541(indirect: By Trust)
Common Stock
- 32,933
Common Stock
Footnotes (4)
- [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
- [F3]The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F4]Includes adjustments for dividends accrued.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001171794
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 2:22 PM ET
- Size
- 7.0 KB