Home/Filings/4/0000018230-13-000062
4//SEC Filing

GOODE DAVID R 4

Accession 0000018230-13-000062

CIK 0000018230other

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 3:52 PM ET

Size

5.5 KB

Accession

0000018230-13-000062

Insider Transaction Report

Form 4
Period: 2013-01-31
Transactions
  • Award

    Phantom Stock Units

    2013-01-31+14454,607 total
    Common Stock (144 underlying)
Footnotes (3)
  • [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
  • [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
  • [F3]The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeother

Related Parties

1
  • filerCIK 0001171794

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 3:52 PM ET
Size
5.5 KB