Home/Filings/4/0000018230-13-000185
4//SEC Filing

GOODE DAVID R 4

Accession 0000018230-13-000185

CIK 0000018230other

Filed

Mar 31, 8:00 PM ET

Accepted

Apr 1, 3:02 PM ET

Size

5.5 KB

Accession

0000018230-13-000185

Insider Transaction Report

Form 4
Period: 2013-03-28
Transactions
  • Award

    Phantom Stock Units

    2013-03-28+16254,922 total
    Common Stock (162 underlying)
Footnotes (3)
  • [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
  • [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
  • [F3]The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeother

Related Parties

1
  • filerCIK 0001171794

Filing Metadata

Form type
4
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 3:02 PM ET
Size
5.5 KB