Home/Filings/4/0000018230-13-000221
4//SEC Filing

GOODE DAVID R 4

Accession 0000018230-13-000221

CIK 0000018230other

Filed

May 1, 8:00 PM ET

Accepted

May 2, 11:20 AM ET

Size

5.5 KB

Accession

0000018230-13-000221

Insider Transaction Report

Form 4
Period: 2013-04-30
Transactions
  • Award

    Phantom Stock Units

    2013-04-30+16855,090 total
    Common Stock (168 underlying)
Footnotes (3)
  • [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
  • [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
  • [F3]The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeother

Related Parties

1
  • filerCIK 0001171794

Filing Metadata

Form type
4
Filed
May 1, 8:00 PM ET
Accepted
May 2, 11:20 AM ET
Size
5.5 KB