4//SEC Filing
CATERPILLAR INC 4
Accession 0000018230-13-000451
$CATCIK 0000018230operating
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 11:00 AM ET
Size
5.5 KB
Accession
0000018230-13-000451
Insider Transaction Report
Form 4
GOODE DAVID R
Director
Transactions
- Award
Phantom Stock Units
2013-10-31+169→ 56,829 total→ Common Stock (169 underlying)
Footnotes (3)
- [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
- [F3]The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000018230
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 11:00 AM ET
- Size
- 5.5 KB