CATERPILLAR INC 4
4 · CATERPILLAR INC · Filed Nov 4, 2013
Insider Transaction Report
Form 4
GOODE DAVID R
Director
Transactions
- Award
Phantom Stock Units
2013-10-31+169→ 56,829 total→ Common Stock (169 underlying)
Footnotes (3)
- [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
- [F3]The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.