ALCO STORES INC 4
4 · ALCO STORES INC · Filed Sep 9, 2014
Insider Transaction Report
Form 4
ALCO STORES INCALCS
Streit Brent Alan
SVP Marketing & Ecommerce
Transactions
- Conversion
Common Stock
2014-08-29+1,875→ 2,500 total - Conversion
Restricted Stock
2014-08-29−1,875→ 0 totalExercise: $0.00→ Common Stock (1,875 underlying)
Holdings
- 4,500
Stock Option (right to buy 7/6/12)
Exercise: $9.43From: 2014-08-29Exp: 2022-07-06→ Common Stock (4,500 underlying) - 7,500
Stock Option (right to buy 5/24/13)
Exercise: $9.31From: 2014-08-29Exp: 2023-05-24→ Common Stock (7,500 underlying) - 7,500
Stock Option (right to buy 4/30/12)
Exercise: $9.82From: 2014-08-29Exp: 2017-04-30→ Common Stock (7,500 underlying) - 10,500
Stock Option (option performance based 7/6/12)
Exercise: $9.43From: 2014-08-29Exp: 2022-07-06→ Common Stock (10,500 underlying) - 10,000
Stock Option (right to buy 6/16/14)
Exercise: $8.31From: 2014-08-29Exp: 2024-06-16→ Common Stock (10,000 underlying)
Footnotes (3)
- [F1]Pursuant to the terms of the Company's 2012 Equity Incentive Plan and the Restricted Stock Agreement entered into in accordance with the terms of such Plan, the election of seven new directors at the Company's Annual Meeting of Stockholders on August 29, 2014 constituted a "Change of Control" event, which automatically accelerated the vesting of the restricted stock.
- [F2]The restricted stock does not have an expiration date.
- [F3]Pursuant to the terms of the Company's 2012 Equity Incentive Plan and the award agreements entered into in accordance with the terms of such plans, the election of seven new directors at the Company's Annual Meeting of Stockholders on August 29, 2014 constituted a "Change of Control" event, which automatically accelerated the vesting of the stock options.