Merchant Thomas C 4
4 · FRANKLIN RESOURCES INC · Filed Nov 5, 2025
Insider Transaction Report
Form 4
Merchant Thomas C
EVP, General Counsel
Transactions
- Award
Common Stock, par value $.10
2025-11-04+16,494→ 100,703 total - Award
Common Stock, par value $.10
2025-11-04$22.59/sh+22,688$512,522→ 84,209 total
Footnotes (3)
- [F1]During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 4, 2025, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2025 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2025.
- [F2]Not applicable.
- [F3]Of the amount of securities beneficially owned, 41,879 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2025 as reported in Footnote 1).