STEIN JOHN S 4

4 · GOLDEN ENTERPRISES INC · Filed Aug 12, 2003

Form 4

Period: 2001-10-15

Director

Transactions

Award
Common Stock Option
1999-04-08$3.50/sh+20,000$70,000→ 20,000 total
Exercise: $3.50From: 2000-04-08Exp: 2009-04-08→ Common Stock (20,000 underlying)
Other
Common Stock
2003-08-08$2.53/sh−88,153$223,027→ 1,000,970 total(indirect: Shares voting rights)
Award
Common Stock Option
2001-10-15$3.81/sh+40,000$152,400→ 40,000 total
Exercise: $3.81From: 2001-10-15Exp: 2011-10-15→ Common Stock (40,000 underlying)

Holdings

Footnotes (4)

[F1]On or after October 15, 2001, 26,246 shares may be exercised: on and after October 15, 2002, 13,754 may be exercised
[F2]Shares owned by the Bashinsky Foundation, Inc., a tax exempt privite foundation. Mr Stein serves as a member of the board of directors and a officer of Bashinsky Foundation, Inc. Mr.Stein disclaims beneficial ownership of such shares.
[F3]All options were and are exercisable on and after April 08, 2000.
[F4]Shares owned by Golden Enterprises, Inc. and Subsidiaries Employee Stock Ownership Plan. Mr.Stein serves on the Plan Administrative Committee with two other individuals. The vote of two members in favor of any proposed action is required. Consequently, Mr.Stein shares in the voting of the Golden Enterprises stock owned by the Plan. In addition, as an employee of Golden Enterprises, Inc., Mr.Stein participates in the Plan and 49,077 shares of Golden Enterprises stock have vested to his account. Mr.Stein disclaims any beneficial ownership in the remaining shares held by the Plan.

Documents

1 file