HUMANA INC 4
4 · HUMANA INC · Filed Jan 3, 2014
Insider Transaction Report
Form 4
HUMANA INCHUM
PETERSON MARISSA T
Director
Transactions
- Exercise/Conversion
Humana Common
2013-12-31+2,026→ 2,026 total - Award
Humana Common
2014-01-02+1,358→ 3,384 total - Exercise/Conversion
Restricted Stock Units
2013-12-31−2,026→ 0 total→ Humana Common (2,026 underlying)
Holdings
- 169
Stock Unit
→ Humana Common (169 underlying) - 17,687
Stock Unit
→ Humana Common (17,687 underlying)
Footnotes (4)
- [F1]Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F2]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F3]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan. 100% of the award is vesting on 12/31/2013.
- [F4]Includes 1,358 restricted stock unit representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2014 if Reporting Person remains on Board.