HUMANA INC 4
4 · HUMANA INC · Filed Jan 4, 2017
Insider Transaction Report
Form 4
HUMANA INCHUM
PETERSON MARISSA T
Director
Transactions
- Award
Humana Common
2017-01-03+761→ 4,066 total
Holdings
- 169
Stock Unit
→ Humana Common (169 underlying) - 17,687
Stock Unit
→ Humana Common (17,687 underlying)
Footnotes (3)
- [F1]Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F2]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F3]Includes 761 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2017.