HUMANA INC 4
4 · HUMANA INC · Filed Mar 1, 2017
Insider Transaction Report
Form 4
HUMANA INCHUM
PETERSON MARISSA T
Director
Transactions
- Sale
Humana Common
2017-02-27$207.52/sh−3,305$685,863→ 761 total
Holdings
- 169
Stock Unit
→ Humana Common (169 underlying) - 17,687
Stock Unit
→ Humana Common (17,687 underlying)
Footnotes (4)
- [F1]Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F2]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until her resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F3]Includes 761 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2017.
- [F4]Shares sold at prices ranging from $206.00 to $208.19.