PETERSON MARISSA T 4
4 · HUMANA INC · Filed Jan 3, 2020
Insider Transaction Report
Form 4
HUMANA INCHUM
PETERSON MARISSA T
Director
Transactions
- Award
Humana Common
2020-01-02+453→ 2,475 total
Holdings
- 17,687
Restricted Stock Units
→ Humana Common (17,687 underlying) - 169
Restricted Stock Units
→ Humana Common (169 underlying)
Footnotes (3)
- [F1]Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
- [F2]Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until her resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- [F3]Includes 453 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/20.