Home/Filings/4/0000052617-06-000262
4//SEC Filing

IRWIN FINANCIAL CORP 4

Accession 0000052617-06-000262

CIK 0000052617operating

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 2:17 PM ET

Size

12.8 KB

Accession

0000052617-06-000262

Insider Transaction Report

Form 4
Period: 2006-11-08
EHLINGER GREGORY F
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2006-11-08$13.69/sh+5,400$73,9139,347 total(indirect: By Spouse)
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2006-11-085,4000 total(indirect: By Spouse)
    Exercise: $13.69Exp: 2007-04-29Common Stock (5,400 underlying)
Holdings
  • Common Stock

    (indirect: By Children)
    472
  • Common Stock

    (indirect: By 401(k))
    1
  • Common Stock

    6,627
  • Common Stock

    (indirect: By Children)
    471
Footnotes (6)
  • [F1]The Plan provides for phased-in vesting of rights to exercise granted stock options. In the year of the grant, optionee may exercise 25% of total options granted. In each of the three years immediately following the year of the grant, optionee may exercise an additional 25% of the options granted. Grant of option was made to reporting person in transaction exempt under Rule 16b-3.
  • [F2]Includes 6 additional shares acquired between 4-1-06 and 9-30-06 by reporting person's spouse through participation in the Irwin Financial Corporation Dividend Reinvestment and Common Stock Purchase Plan. The Plan provides for the purchase of fractional shares. The number reported is the nearest whole number.
  • [F3]Includes 5 additional shares acquired between 4-1-06 and 9-30-06 through participation in the Irwin Financial Corporation Dividiend Reinvestment and Common Stock Purchase Plan. The Plan provides for the purchase of fractional shares. The number reported is the nearest whole number.
  • [F4]Includes 5 additional shares acquired between 4-1-06 and 9-30-06 through participation in the Irwin Financial Corporation Dividiend Reinvestment and Common Stock Purchase Plan. The Plan provides for the purchase of fractional shares. The number reported is the nearest whole number.
  • [F5]Between 4-1-06 and 9-30-06, the reporting person acquired 1 shares of Irwin Financial Corporation common stock under the Irwin Financial Corporation Dividend and Common Stock Purchase Plan. The information in this report is as of 9-30-06. The Plan provides for the purchase of fractional shares. The number reported is the nearest whole number. Between 4-1-06 and 10-31-06, the Reporting Person acquired 214 shares of Irwin Financial corporation common stock under the Irwin Financial Corporation Employees' Stock Purchase Plan. The information in this report is as of 10-31-06. The Plan provides for the purchase of fractional shares. The number reported is the nearest whole number.
  • [F6]The reporting person transferred this option to his spouse, as a gift, on May 7, 1999. The spouse's exercise of the option on November 8, 2006, resulted in taxable income to the reporting person for which the reporting person paid withholding taxes to Irwin Financial Corporation at the time of exercise.

Issuer

IRWIN FINANCIAL CORP

CIK 0000052617

Entity typeoperating
IncorporatedIN

Related Parties

1
  • filerCIK 0000052617

Filing Metadata

Form type
4
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 2:17 PM ET
Size
12.8 KB