Home/Filings/4/0000064040-19-000195
4//SEC Filing

Cafferillo Nicholas 4

Accession 0000064040-19-000195

CIK 0000064040other

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 4:28 PM ET

Size

12.5 KB

Accession

0000064040-19-000195

Insider Transaction Report

Form 4
Period: 2019-10-31
Cafferillo Nicholas
Chief Technology Officer
Transactions
  • Sale

    Common Stock

    2019-10-31$257.90/sh3,219$830,1802,707 total
Holdings
  • Restricted Stock Units

    Exercise: $0.00Common Stock (592 underlying)
    592
  • Restricted Stock Units

    Exercise: $0.00Common Stock (1,409 underlying)
    1,409
  • Common Stock

    (indirect: By Trust)
    4,174
  • Restricted Stock Units

    Exercise: $0.00Common Stock (354 underlying)
    354
  • Restricted Stock Units

    Exercise: $0.00Common Stock (1,070 underlying)
    1,070
Footnotes (6)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.82 to $258.17, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
  • [F3]As previously reported, the reporting person was granted 884 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  • [F4]As previously reported, the reporting person was granted 1,044 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  • [F5]As previously reported, the reporting person was granted 1,597 restricted stock units on 11/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2018 and will vest 33% on 11/01/2019 and 34% on 11/01/2020.
  • [F6]As previously reported, the reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Issuer

S&P Global Inc.

CIK 0000064040

Entity typeother

Related Parties

1
  • filerCIK 0001727529

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 4:28 PM ET
Size
12.5 KB