|4Nov 5, 4:22 PM ET

Cafferillo Nicholas 4

4 · S&P Global Inc. · Filed Nov 5, 2019

Insider Transaction Report

Form 4
Period: 2019-11-01
Cafferillo Nicholas
Chief Technology Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2019-11-01$258.80/sh+527$136,3883,234 total
  • Tax Payment

    Common Stock

    2019-11-01$258.80/sh240$62,1122,994 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-01527543 total
    Exercise: $0.00Common Stock (527 underlying)
Holdings
  • Restricted Stock Units

    Exercise: $0.00Common Stock (592 underlying)
    592
  • Common Stock

    (indirect: By Trust)
    4,174
  • Restricted Stock Units

    Exercise: $0.00Common Stock (354 underlying)
    354
  • Restricted Stock Units

    Exercise: $0.00Common Stock (1,409 underlying)
    1,409
Footnotes (5)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
  • [F2]As previously reported, the reporting person was granted 1,597 restricted stock units on 11/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2018 and 33% on 11/01/2019 and the remaining 34% will vest on 11/01/2020.
  • [F3]As previously reported, the reporting person was granted 884 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  • [F4]As previously reported, the reporting person was granted 1,044 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  • [F5]As previously reported, the reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Documents

1 file
  • 4
    wf-form4_157298895292811.xmlPrimary

    FORM 4