4//SEC Filing
Matturri Alexander JR 4
Accession 0000064040-20-000078
CIK 0000064040other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 8:44 PM ET
Size
12.4 KB
Accession
0000064040-20-000078
Insider Transaction Report
Form 4
S&P Global Inc.SPGI
Matturri Alexander JR
CEO, S&P Dow Jones Indices
Transactions
- Award
Common Stock
2020-03-03+3,462→ 20,434 total - Tax Payment
Common Stock
2020-03-03$280.14/sh−1,706$477,919→ 18,728 total
Holdings
- 2,384.09(indirect: By 401(k))
Common Stock
- 529
Restricted Stock Units
Exercise: $0.00→ Common Stock (529 underlying) - 5,560
Options (Right to Buy)
Exercise: $37.41From: 2012-04-01Exp: 2021-03-31→ Common Stock (5,560 underlying) - 251
Restricted Stock Units
Exercise: $0.00→ Common Stock (251 underlying)
Footnotes (6)
- [F1]Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.
- [F2]Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.
- [F3]The SPGI Stock Fund under The 401(k) Savings and Profit Sharing Plan of S&P Global Inc. is denominated in units, representing ownership interests in a fund that includes both S&P Global common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the SPGI Stock Fund as of February 29, 2020, as reported by the plan administrator, divided by the closing price of S&P Global common stock on that date.
- [F4]Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
- [F5]As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- [F6]As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
Documents
Issuer
S&P Global Inc.
CIK 0000064040
Entity typeother
Related Parties
1- filerCIK 0001606963
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 8:44 PM ET
- Size
- 12.4 KB