4//SEC Filing
Carlin Gary M. 4
Accession 0000065100-09-000013
CIK 0000065100other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 5:34 PM ET
Size
15.4 KB
Accession
0000065100-09-000013
Insider Transaction Report
Form 4
Carlin Gary M.
Chief Accounting Officer
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2009-01-01−5,802→ 0 totalExercise: $77.56Exp: 2011-01-23→ Common Stock (5,802 underlying) - Disposition to Issuer
Common Stock
2009-01-01−21,080→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2009-01-01−5,544→ 0 totalExercise: $36.07Exp: 2013-01-27→ Common Stock (5,544 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-01-01−12,838→ 0 totalExercise: $53.75Exp: 2012-01-28→ Common Stock (12,838 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-01-01−2,424→ 0 totalExercise: $59.85Exp: 2014-01-26→ Common Stock (2,424 underlying)
Footnotes (6)
- [F1]This total reflects the acquisition of shares of issuer common stock as a result of contributions, allocations or dividend reinvestments through issuer plans which are exempt from the reporting requirements under the provisions of Rule 16a-3 and/or 16a-11.
- [F2]Disposed of pursuant to merger agreement between issuer and Bank of America Corporation ("BAC") in exchange for 0.8595 of a common share of BAC for each share of issuer common stock, as set forth in the merger agreement. These transactions are exempt under Rule 16b-3. The closing price of BAC common stock on December 31, 2008 was $14.08.
- [F3]These options, which were 100% vested prior to the merger, were assumed by BAC in the merger and replaced with options to purchase 2,083 shares of BAC common stock with an exercise price of $69.64 per share.
- [F4]These options, which were 100% vested prior to the merger, were assumed by BAC in the merger and replaced with options to purchase 4,765 shares of BAC common stock with an exercise price of $41.97 per share.
- [F5]These options, which were 100% vested prior to the merger, were assumed by BAC in the merger and replaced with options to purchase 11,034 shares of BAC common stock with an exercise price of $62.54 per share.
- [F6]These options, which were 100% vested prior to the merger, were assumed by BAC in the merger and replaced with options to purchase 4,986 shares of BAC common stock with an exercise price of $90.25 per share.
Documents
Issuer
MERRILL LYNCH & CO., INC.
CIK 0000065100
Entity typeother
Related Parties
1- filerCIK 0001444696
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 5:34 PM ET
- Size
- 15.4 KB