NORTHERN TRUST CORP 4
4 · NORTHERN TRUST CORP · Filed Oct 4, 2016
Insider Transaction Report
Form 4
JAIN DIPAK C
Director
Transactions
- Award
Stock Units
2016-09-30$67.56/sh+444$29,997→ 22,011 total→ Common Stock (444 underlying)
Holdings
- 20,052
Common Stock
Footnotes (2)
- [F1]Includes 17,877 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F2]Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.