4//SEC Filing
Potter Stephen N 4
Accession 0000073124-18-000044
CIK 0000073124other
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 6:05 PM ET
Size
13.9 KB
Accession
0000073124-18-000044
Insider Transaction Report
Form 4
Potter Stephen N
EVP/President NTGI
Transactions
- Award
Common Stock
2018-01-23$106.71/sh+15,909$1,697,649→ 58,578 total - Tax Payment
Common Stock
2018-01-23$106.71/sh−5,968$636,845→ 42,669 total - Tax Payment
Common Stock
2017-12-15$97.29/sh−244$23,739→ 42,669 total - Gift
Common Stock
2017-11-02−4,563→ 0 total(indirect: GRAT)
Holdings
- 30,000(indirect: 2017 GRAT)
Common Stock
- 3,551(indirect: By Trust)
Common Stock
- 38,674(indirect: By Trust)
Common Stock
- 3,552(indirect: By Trust)
Common Stock
- 8,314.24(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]On November 2, 2017, the reporting person's grantor retained annuity trust ("GRAT") distributed 11,282 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date an aggregate 4,563 shares also were distributed to the two remaindermen of the GRAT. Each distribution was made in accordance with the terms of the GRAT instrument.
- [F2]Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
- [F3]Includes 42,669 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F4]Reflects the transfer of 9,941 shares directly held by the reporting person into the reporting person's existing trust account.
- [F5]Reflects the November 10, 2017 transfer of 30,000 shares of the Corporation's common stock from the reporting person's existing trust into a newly created grantor retained annuity trust.
Documents
Issuer
NORTHERN TRUST CORP
CIK 0000073124
Entity typeother
Related Parties
1- filerCIK 0001378549
Filing Metadata
- Form type
- 4
- Filed
- Jan 24, 7:00 PM ET
- Accepted
- Jan 25, 6:05 PM ET
- Size
- 13.9 KB