BROWNE ROBERT P 4
4 · NORTHERN TRUST CORP · Filed Apr 30, 2021
Insider Transaction Report
Form 4
BROWNE ROBERT P
EVP & Chief Investment Officer
Transactions
- Sale
Common Stock
2021-04-29$114.37/sh−13,500$1,543,995→ 25,199 total - Exercise/Conversion
Employee Stock Option (right-to-buy)
2021-04-29−10,000→ 9,356 totalExercise: $88.06Exp: 2027-02-21→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2021-04-29$88.06/sh+10,000$880,600→ 38,699 total
Footnotes (3)
- [F1]Includes 18,753 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F2]Price reflects the weighted average sales price from $114.30 to $114.47. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- [F3]This option became exercisable in four equal annual installments beginning February 21, 2018.