Home/Filings/4/0000099106-09-000053
4//SEC Filing

BRANDT RICHARD PAUL 4

Accession 0000099106-09-000053

CIK 0000099106other

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 6:21 PM ET

Size

7.7 KB

Accession

0000099106-09-000053

Insider Transaction Report

Form 4
Period: 2009-12-14
Transactions
  • Conversion

    Common Stock

    2009-12-14+167,668171,063 total
  • Conversion

    Class B Stock

    2009-12-14128,9760 total
    Exercise: $0.00Common Stock (128,976 underlying)
Footnotes (3)
  • [F1]The Class B Stock, a derivative security, was automatically converted into 1.3 shares of Common Stock in a transaction exempt under Rule 16b-6 as a result of a vote of shareholders at the 2009 Annual Meeting
  • [F2]Does not include 4,232 Class B Stock held by Helen K. Brandt, wife of the undersigned, the beneficial owership of which is disclaimed.
  • [F3]The Class B Stock did not have an exercisable date or an expiration date.

Issuer

TRANS LUX CORP

CIK 0000099106

Entity typeother

Related Parties

1
  • filerCIK 0001258601

Filing Metadata

Form type
4
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 6:21 PM ET
Size
7.7 KB