BRANDT RICHARD PAUL 4
4 · TRANS LUX CORP · Filed Dec 16, 2009
Insider Transaction Report
Form 4
BRANDT RICHARD PAUL
Other
Transactions
- Conversion
Common Stock
2009-12-14+167,668→ 171,063 total - Conversion
Class B Stock
2009-12-14−128,976→ 0 totalExercise: $0.00→ Common Stock (128,976 underlying)
Footnotes (3)
- [F1]The Class B Stock, a derivative security, was automatically converted into 1.3 shares of Common Stock in a transaction exempt under Rule 16b-6 as a result of a vote of shareholders at the 2009 Annual Meeting
- [F2]Does not include 4,232 Class B Stock held by Helen K. Brandt, wife of the undersigned, the beneficial owership of which is disclaimed.
- [F3]The Class B Stock did not have an exercisable date or an expiration date.