TRANS LUX Corp 4
4 · TRANS LUX Corp · Filed Sep 2, 2014
Insider Transaction Report
Form 4
TRANS LUX CorpTNLX
Shi Yaozhong
Director
Transactions
- Award
Common Stock
2014-06-27$6.00/sh+333,333$1,999,998→ 333,333 total(indirect: Director, Member and Majority Owner of owner of shares) - Award
Warrants
2014-06-27$8.00/sh+33,333$266,664→ 33,333 total(indirect: Director, member and majority owner of owner of deriviative securities)Exercise: $8.00From: 2014-06-27Exp: 2016-06-26→ Common Stock (33,333 underlying)
Footnotes (2)
- [F1]The shares are owned by Retop Industrial (Hong Kong) Limited and were previously acquired by such entity on 06/27/2014. After a recent reorganization of this entity, I am now a diretor, member and majority owner of Retop Industrial (Hong Kong) Limited as of 07/30/2014. I exercise voting and dispositive rights over the shares, and am a director, member and majority owner of Retop Industrial (Hong Kong) Limited.
- [F2]The warrants are owned by Retop Industrial (Hong Kong) Limited and were previously acquired by such entity on 06/27/2014. After a recent reorganization of this entity, I am now a diretor, member and majority owner of Retop Industrial (Hong Kong) Limited as of 07/30/2014. I exercise voting and dispositive rights over the underlying shares, and am a director, member and majority owner of Retop Industrial (Hong Kong) Limited.