4//SEC Filing
Sluder Stanley 4
Accession 0000099771-19-000026
CIK 0000099771other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 6:02 PM ET
Size
12.2 KB
Accession
0000099771-19-000026
Insider Transaction Report
Form 4
Sluder Stanley
Chief Lending Officer
Transactions
- Tax Payment
Voting common stock
2018-04-26$7.75/sh−888$6,882→ 37,449 total - Tax Payment
Voting common stock
2019-02-23$10.85/sh−455$4,937→ 36,994 total - Award
Voting common stock
2019-03-08+25,000→ 61,994 total - Tax Payment
Voting common stock
2019-03-08$10.76/sh−16,456$177,067→ 45,538 total - Disposition to Issuer
Voting common stock
2019-03-08−45,538→ 0 total
Footnotes (5)
- [F1]Reflects the number of shares of common stock withheld by the Issuer to pay the tax liability of the Reporting Person in connection with the settlement of restricted stock units previously granted to the Reporting Person. The amount of shares of common stock withheld is based on the closing price on April 26, 2018. This transaction is being filed late due to inadvertent administrative error.
- [F2]Reflects the number of shares of common stock withheld by the Issuer to pay the tax liability of the Reporting Person in connection with the settlement of restricted stock units previously granted to the Reporting Person. The amount of shares of common stock withheld is based on the closing price on February 22, 2019. This transaction is being filed late due to inadvertent administrative error.
- [F3]Represents the acquisition of 25,000 shares of common stock underlying performance-based restricted stock units that were accelerated and fully vested in accordance with the terms of the Merger Agreement (defined below).
- [F4]Reflects the number of shares of common stock withheld by the Issuer to pay the tax liability of the Reporting Person in connection with the settlement of restricted stock units previously granted to the Reporting Person. The amount of shares of common stock withheld is based on the closing price on March 5, 2019.
- [F5]Pursuant to the Merger Agreement, upon closing of the merger, each share of common stock of the Issuer was converted into the right to receive $1.84 in cash and 0.1972 shares of EFSC (as defined below) common stock (together, the "Per Share Amount"), which fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $10.33 per share, based on the trading price of EFSC common stock as of the end of trading on March 7, 2019.
Documents
Issuer
TRINITY CAPITAL CORP
CIK 0000099771
Entity typeother
Related Parties
1- filerCIK 0001670430
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 6:02 PM ET
- Size
- 12.2 KB