4//SEC Filing
Ho Yin 4
Accession 0000099771-19-000028
CIK 0000099771other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 6:15 PM ET
Size
8.5 KB
Accession
0000099771-19-000028
Insider Transaction Report
Form 4
Ho Yin
Chief Information Officer
Transactions
- Award
Voting common stock
2019-03-08+25,000→ 69,275 total - Tax Payment
Voting common stock
2019-03-08$10.76/sh−16,583$178,433→ 52,692 total - Disposition to Issuer
Voting common stock
2019-03-08−52,692→ 0 total
Footnotes (3)
- [F1]Represents the acquisition of 25,000 shares of common stock underlying performance-based restricted stock units that were accelerated and fully vested in accordance with the terms of the Merger Agreement (defined below).
- [F2]Reflects the number of shares of common stock withheld by the Issuer to pay the tax liability of the Reporting Person in connection with the settlement of restricted stock units previously granted to the Reporting Person. The amount of shares of common stock withheld is based on the closing price on March 5, 2019.
- [F3]Pursuant to the Merger Agreement, upon closing of the merger, each share of common stock of the Issuer was converted into the right to receive $1.84 in cash and 0.1972 shares of EFSC (as defined below) common stock (together, the "Per Share Amount"), which fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $10.33 per share, based on the trading price of EFSC common stock as of the end of trading on March 7, 2019.
Documents
Issuer
TRINITY CAPITAL CORP
CIK 0000099771
Entity typeother
Related Parties
1- filerCIK 0001670518
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 6:15 PM ET
- Size
- 8.5 KB