PUTZ RICHARD J 4
4 · UNION PACIFIC CORP · Filed Feb 1, 2007
Insider Transaction Report
Form 4
PUTZ RICHARD J
VP CONTR & CAO UPC
Transactions
- Award
Common Stock
2007-01-30+1,032→ 17,976 total - Award
Common Stock
2007-01-30+464→ 16,944 total - Award
Non-Qualified Stock Option (right to buy)
2007-01-30+4,029→ 4,029 totalExercise: $96.98From: 2008-01-30Exp: 2017-01-30→ Common Stock (4,029 underlying)
Holdings
- 3,552.14(indirect: by Managed Account)
Common Stock
Footnotes (4)
- [F1]Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.
- [F2]Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.
- [F3]Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan as of Transaction Date.
- [F4]This option becomes exercisable in three equal installments starting one year from the grant date.