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4//SEC Filing

YOUNG JAMES R 4

Accession 0000100885-13-000052

CIK 0000100885other
View on SEC.govCompany Profile

Filed

Feb 10, 7:00 PM ET

Accepted

Feb 11, 6:04 PM ET

Size

14.0 KB

Accession

0000100885-13-000052

Insider Transaction Report

Form 4
Period: 2013-02-07
UNION PACIFIC CORPUNP
YOUNG JAMES R
DirectorCHAIRMAN PRESIDENT & CEO
Transactions
  • Award

    Common Stock

    2013-02-07+6,061→ 384,783 total
  • Tax Payment

    Common Stock

    2013-02-07$132.00/sh−44,908$5,927,856→ 364,121 total
  • Award

    Common Stock

    2013-02-07+24,246→ 409,029 total
  • Award

    Non-Qualified Stock Option (right to buy)

    2013-02-07+45,747→ 45,747 total
    Exercise: $132.00From: 2014-02-07Exp: 2023-02-07→ Common Stock (45,747 underlying)
Holdings

  • Common Stock

    (indirect: By LLC)
    168,421

  • Common Stock

    (indirect: By Trust)
    13,281

  • Common Stock

    (indirect: (1))
    319,448.166

  • Common Stock

    (indirect: By LLC)
    260,636

  • Common Stock

    (indirect: by Managed Account)
    265.829
Footnotes (5)
  • [F1]Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.
  • [F2]Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.
  • [F3]Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
  • [F4]Includes holdings in employee benefit plans, Tax Reduction and Payroll Based Stock Plans, as of Transaction Date.
  • [F5]This option becomes exercisable in three equal installments starting one year from the grant date.

Documents

1 file

Issuer

UNION PACIFIC CORP

CIK 0000100885

→
Entity typeother

Related Parties

1
  • filerCIK 0001200019

Filing Metadata

Form type
4
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 6:04 PM ET
Size
14.0 KB
View on SEC.gov