Harris Amy 4

What Happened

• Amy Harris, EVP and Chief Legal Officer of UMB Financial (UMBF), had 127 shares withheld to satisfy tax obligations related to vesting of restricted stock units. The shares were valued at $134.29 each, for a total of $17,055. This was a withholding disposition (code F), not an open-market sale.

Key Details

• Transaction date: 2026-02-09; Price per share: $134.29; Total value: $17,055.
• Transaction type/code: F — shares retained/forfeited to cover tax liability upon vesting (routine tax withholding).
• Shares owned after transaction: not specified in the provided filing.
• Footnotes in the filing:
  • F1: Reflects dividends earned upon vesting of the underlying restricted stock unit.
  • F2: Reflects ESOP allocations and dispositions that have occurred since the reporting person's last ownership report.
• Filing: Reported on Form 4 filed 2026-02-11 (timely relative to the 2026-02-09 transaction).

Context

• Withholding shares to cover taxes is a common administrative action when RSUs vest and does not represent an active market sale or a directional bet by the insider. It’s generally considered routine and not a clear indicator of insider sentiment.