4/A//SEC Filing
ARLING PAUL D 4/A
Accession 0000101984-24-000184
CIK 0000101984other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 11:46 AM ET
Size
14.8 KB
Accession
0000101984-24-000184
Insider Transaction Report
Form 4/AAmended
ARLING PAUL D
DirectorCEO
Transactions
- Exercise/Conversion
Common Stock
2023-08-10+2,532→ 256,818 total(indirect: By Trust) - Tax Payment
Common Stock
2023-08-10$10.16/sh−1,059$10,765→ 255,759 total(indirect: By Trust) - Purchase
Common Stock
2023-08-11$9.85/sh+2,547$25,076→ 14,347 total - Exercise/Conversion
Restricted Stock Units
2023-08-10−2,532→ 77,155 total→ Common Stock (2,532 underlying) - Purchase
Common Stock
2023-08-10$9.98/sh+10,000$99,778→ 11,800 total
Holdings
- 1,000(indirect: By Spouse)
Common Stock
- 457,075
Employee Stock Option (Rt to Buy)
→ Common Stock (0 underlying)
Footnotes (9)
- [F1]Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
- [F2]These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.
- [F3]This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
- [F4]Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- [F5]This amended Form 4 is to correct the shares purchased on August 10, 2023, which was originally reported as 7,453 shares when it was actually 10,000 shares. The additional 2,547 shares purchased on this date were inadvertently missed in the original filing due to an administrative error. In addition, with this correction to the number of shares purchased, the purchase price is updated from $9.97 to $9.778 which represents the weighted average purchase price.
- [F6]The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
- [F7]Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- [F8]The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
- [F9]This figure represents an aggregate number of stock options held by Reporting Person.
Documents
Issuer
UNIVERSAL ELECTRONICS INC
CIK 0000101984
Entity typeother
Related Parties
1- filerCIK 0001216543
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 11:46 AM ET
- Size
- 14.8 KB