|4Feb 11, 1:31 PM ET

Chong David Cheung Hyen 4

4 · UNIVERSAL ELECTRONICS INC · Filed Feb 11, 2025

Insider Transaction Report

Form 4
Period: 2025-02-07
Chong David Cheung Hyen
Executive Vice President -Asia
Transactions
  • Other

    Employee Stock Option (Rt to Buy)

    2025-02-0814,02519,455 total
    Common Stock (14,025 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2025-02-074,66818,149 total
    Common Stock (4,668 underlying)
  • Exercise/Conversion

    Common Stock

    2025-02-07+4,66834,857 total
  • Tax Payment

    Common Stock

    2025-02-07$10.04/sh2,200$22,08832,657 total
Holdings
  • Performance Stock Units

    Common Stock (0 underlying)
    14,001
  • Common Stock

    (indirect: Shares Held by Tax Deferred Annuity)
    5,112
Footnotes (13)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
  • [F10]This figure represents an aggregate number of stock options held by Reporting Person.
  • [F11]Each performance stock unit represents a contingent right to receive one share of UEI common stock.
  • [F12]The performance stock units vest in accordance with the vesting schedule of each PSU grant.
  • [F13]This figure represents an aggregate number of performance stock units held by Reporting Person.
  • [F2]This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
  • [F3]Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
  • [F4]These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.
  • [F5]The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
  • [F6]This figured represents an aggregate number of restricted stock units held by the Reporting Person.
  • [F7]Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
  • [F8]Expiry of Employee Stock Options.
  • [F9]The expired stock options first became exercisable on 2/8/2019 and expired unexercised on 2/8/2025.

Documents

1 file
  • 4
    wk-form4_1739298690.xmlPrimary

    FORM 4