Carnifax Richard K 4
4 · UNIVERSAL ELECTRONICS INC · Filed Aug 11, 2025
Insider Transaction Report
Form 4
Carnifax Richard K
COO and Interim CEO
Transactions
- Exercise/Conversion
Common Stock
2025-08-09+673→ 13,944 total - Tax Payment
Common Stock
2025-08-09$5.41/sh−281$1,520→ 13,663 total - Tax Payment
Common Stock
2025-08-07$6.35/sh−488$3,099→ 13,271 total - Exercise/Conversion
Restricted Stock Units
2025-08-09−673→ 8,343 total→ Common Stock (673 underlying) - Exercise/Conversion
Restricted Stock Units
2025-08-07−1,167→ 9,016 total→ Common Stock (1,167 underlying) - Exercise/Conversion
Common Stock
2025-08-07+1,167→ 13,759 total
Holdings
- 92,433
Performance Stock Units
→ Common Stock (92,433 underlying) - 18,465
Employee Stock Option (Rt to Buy)
→ Common Stock (18,465 underlying)
Footnotes (11)
- [F1]Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
- [F10]The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
- [F11]This figure represents an aggregate number of stock options held by Reporting Person.
- [F2]This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
- [F3]Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- [F4]The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
- [F5]This figure represents an aggregate number of restricted stock units held by Reporting Person.
- [F6]Each performance stock unit represents a contingent right to receive one share of UEI common stock.
- [F7]The performance stock units vest in accordance with the vesting schedule of each PSU Grant.
- [F8]This figure represents an aggregate number of performance stock units held by Reporting Person.
- [F9]Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan.