4//SEC Filing
Carnifax Richard K 4
Accession 0000101984-25-000228
CIK 0000101984other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 1:31 PM ET
Size
15.5 KB
Accession
0000101984-25-000228
Insider Transaction Report
Form 4
Carnifax Richard K
COO and Interim CEO
Transactions
- Exercise/Conversion
Restricted Stock Units
2025-11-07−1,167→ 7,176 total→ Common Stock (1,167 underlying) - Exercise/Conversion
Common Stock
2025-11-09+673→ 15,503 total - Exercise/Conversion
Common Stock
2025-11-07+1,167→ 14,830 total - Exercise/Conversion
Restricted Stock Units
2025-11-09−673→ 6,503 total→ Common Stock (673 underlying) - Sale
Common Stock
2025-11-11$3.21/sh−806$2,589→ 14,697 total
Holdings
- 18,465
Employee Stock Option (Rt to Buy)
→ Common Stock (18,465 underlying) - 92,433
Performance Stock Units
→ Common Stock (92,433 underlying)
Footnotes (10)
- [F1]Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
- [F10]This figure represents an aggregate number of performance stock units held by Reporting Person.
- [F2]Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person.
- [F3]The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
- [F4]This figure represents an aggregate number of restricted stock units held by Reporting Person.
- [F5]Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- [F6]The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
- [F7]This figure represents an aggregate number of stock options held by Reporting Person.
- [F8]Each performance stock unit represents a contingent right to receive one share of UEI common stock.
- [F9]The performance stock units vest in accordance with the vesting schedule of each PSU Grant.
Documents
Issuer
UNIVERSAL ELECTRONICS INC
CIK 0000101984
Entity typeother
Related Parties
1- filerCIK 0001938060
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 1:31 PM ET
- Size
- 15.5 KB