4//SEC Filing
Carnifax Richard K 4
Accession 0000101984-25-000238
CIK 0000101984other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 11:59 AM ET
Size
13.2 KB
Accession
0000101984-25-000238
Insider Transaction Report
Form 4
Carnifax Richard K
COO and Interim CEO
Transactions
- Award
Performance Stock Units
2025-11-13+150,000→ 242,433 total→ Common Stock (150,000 underlying) - Award
Performance Stock Units
2025-11-13+150,000→ 392,433 total→ Common Stock (150,000 underlying) - Award
Employee Stock Option (Rt to Buy)
2025-11-13$2.97/sh+150,000$445,500→ 168,465 total→ Common Stock (150,000 underlying)
Holdings
- 14,697
Common Stock
- 6,503
Restricted Stock Units
→ Common Stock (6,503 underlying)
Footnotes (9)
- [F1]Each performance stock unit represents a contingent right to receive one share of UEI common stock.
- [F2]The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on November 13, 2025. The performance stock unit award will vest in three tranches with one stock market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the fifth anniversary of the grant (November 13, 2030). Any unvested tranche will expire at close of business on November 13, 2030.
- [F3]This figure represents an aggregate number of performance stock units held by Reporting Person.
- [F4]Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- [F5]The stock option award was approved and granted by the Compensation Committee of the Board of Directors on November 13, 2025. The stock option award will vest over a 3-year vesting schedule with 33.33% on November 13, 2026, 33.33% on November 13, 2027 and the remainder vesting on November 13, 2028. The stock option award will expire on the tenth anniversary of the grant date (November 13, 2035).
- [F6]This figure represents an aggregate number of stock options held by Reporting Person.
- [F7]Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
- [F8]The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
- [F9]This figure represents an aggregate number of restricted stock units held by Reporting Person.
Documents
Issuer
UNIVERSAL ELECTRONICS INC
CIK 0000101984
Entity typeother
Related Parties
1- filerCIK 0001938060
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 11:59 AM ET
- Size
- 13.2 KB