4//SEC Filing
SMITH DANIEL D 4
Accession 0000702165-09-000037
CIK 0000702165other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 5:31 PM ET
Size
16.9 KB
Accession
0000702165-09-000037
Insider Transaction Report
Form 4
SMITH DANIEL D
S.V.P.-Energy and Properties
Transactions
- Award
Restricted Stock Units
2009-01-29+2,750→ 11,850 totalFrom: 2014-01-29Exp: 2014-01-29→ Common Stock (2,750 underlying) - Exercise/Conversion
Common Stock
2009-01-27+3,400→ 28,887 total - Disposition to Issuer
Common Stock
2009-01-27$36.57/sh−3,400$124,338→ 25,487 total - Award
Common Stock
2009-01-29+2,964→ 28,451 total - Award
Option (right to buy) granted 2009
2009-01-29+11,000→ 11,000 totalExercise: $38.70From: 2013-01-29Exp: 2019-01-28→ Common Stock (11,000 underlying) - Exercise/Conversion
Restricted Stock Units
2009-01-27−3,400→ 9,100 total→ Common Stock (3,400 underlying)
Holdings
- 3,482(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Reports cash payment to the reporting person for restricted stock units, under the terms of the Norfolk Southern Corporation Restricted Stock Unit Plan, exempt under Section 16(b), based on the Fair Market Value of the Common Stock on January 27, 2009.
- [F2]Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).
- [F3]Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of January 29, 2009, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
- [F4]Reports the grant to the reporting person of an option to purchase 11,000 shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a Rule 16b-3 plan).
- [F5]Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 29, 2009, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be satisfied in Common Stock on January 29, 2014.
Documents
Issuer
NORFOLK SOUTHERN CORP
CIK 0000702165
Entity typeother
Related Parties
1- filerCIK 0001272065
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 5:31 PM ET
- Size
- 16.9 KB