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4//SEC Filing

SULLIVAN JOSEPH A 4

Accession 0000704051-20-000077

CIK 0000704051other

Filed

Jul 20, 8:00 PM ET

Accepted

Jul 21, 5:05 PM ET

Size

6.8 KB

Accession

0000704051-20-000077

Insider Transaction Report

Form 4
Period: 2020-07-17
SULLIVAN JOSEPH A
Sr. Executive Vice President
Transactions
  • Award

    Phantom Stock Units

    2020-07-17$47.35/sh+33.61$1,5914,011.84 total
    Common Stock (33.61 underlying)
Holdings
  • Common Stock

    702,645.52
  • Common Stock

    (indirect: By 401(k))
    6,663.57
Footnotes (2)
  • [F1]Phantom Stock Units acquired pursuant to and under conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009.
  • [F2]1-for-1

Issuer

LEGG MASON, INC.

CIK 0000704051

Entity typeother

Related Parties

1
  • filerCIK 0001206673

Filing Metadata

Form type
4
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 5:05 PM ET
Size
6.8 KB