SULLIVAN JOSEPH A 4
4 · LEGG MASON, INC. · Filed Jul 21, 2020
Insider Transaction Report
Form 4
SULLIVAN JOSEPH A
Sr. Executive Vice President
Transactions
- Award
Phantom Stock Units
2020-07-17$47.35/sh+33.61$1,591→ 4,011.84 total→ Common Stock (33.61 underlying)
Holdings
- 702,645.52
Common Stock
- 6,663.57(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Phantom Stock Units acquired pursuant to and under conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009.
- [F2]1-for-1