Home/Filings/4/0000709283-21-000064
4//SEC Filing

Lerner James J 4

Accession 0000709283-21-000064

CIK 0000709283other

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 4:48 PM ET

Size

7.6 KB

Accession

0000709283-21-000064

Insider Transaction Report

Form 4
Period: 2021-10-01
Lerner James J
DirectorPresident & CEO
Transactions
  • Award

    Common Stock

    2021-10-01+200,0001,707,326 total
  • Award

    Performance-Based Restricted Stock Units

    2021-10-01200,000200,000 total
    Exp: 2026-10-01Common Stock (200,000 underlying)
Footnotes (2)
  • [F1]Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on October 1, 2022, October 1, 2023 and October 1, 2024.
  • [F2]Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between October 1, 2021 and October 1, 2026. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in three installments on October 1, 2022, October 1, 2023 and October 1, 2024.

Issuer

QUANTUM CORP /DE/

CIK 0000709283

Entity typeother

Related Parties

1
  • filerCIK 0001602567

Filing Metadata

Form type
4
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 4:48 PM ET
Size
7.6 KB