Swimmer Theodore C 4

What Happened

• Theodore C. Swimmer, Head of Commercial Banking at Citizens Financial Group (CFG), received an award of 17,259 shares of common stock on 2026-02-11. The grant is reported at an acquisition price of $0.00 (i.e., shares awarded, no cash paid at grant). The award was made under the company’s Amended and Restated 2014 Omnibus Incentive Plan.

Key Details

• Transaction date: 2026-02-11; transaction type/code: A (award/grant)
• Shares granted: 17,259; reported price: $0.00; reported dollar amount: $0
• Shares owned after transaction: Not specified in the provided Form 4
• Footnote: Award granted pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan (see F1)
• Filing date: 2026-02-13 — filed within the typical 2-business-day Form 4 window (timely)

Context

• This was a compensation award, not an open‑market purchase or sale. Such grants are typically part of executive compensation and may vest over time or be subject to other plan conditions (vesting/tax withholding details were not specified in this filing). Awards do not necessarily signal immediate insider buying or selling activity.