CITIZENS FINANCIAL GROUP INC/RI·4

May 15, 4:35 PM ET

SIEKERKA MICHELE N 4

4 · CITIZENS FINANCIAL GROUP INC/RI · Filed May 15, 2026

Research Summary

AI-generated summary of this filing

Updated

CITIZENS (CFG) Director Michele Siekerka Receives Award

What Happened

  • Michele N. Siekerka, a director of Citizens Financial Group, received an award of 161.696 shares (restricted stock units) on 2026-05-14. The Form 4 reports the acquisition price as $0.00 (award/grant), with the units credited following the issuer's dividend payment under the Amended & Restated Citizens Financial Group, Inc. 2014 Non‑Employee Directors Compensation Plan.

Key Details

  • Transaction date: 2026-05-14; filing date: 2026-05-15 (filed the next day).
  • Transaction type/code: Award/Grant (A); shares acquired: 161.696; reported price: $0.00 (award).
  • Total cash value at acquisition: reported as $0 on the Form 4 (these are RSUs credited, not an open‑market purchase).
  • Footnote: RSUs were credited following the issuer's dividend payment pursuant to the 2014 Non‑Employee Directors Compensation Plan.
  • Shares owned after transaction: not specified in the provided excerpt of the filing.
  • Timeliness: filing appears timely (filed the business day after the transaction).

Context

  • These are director compensation RSUs credited due to a dividend-related provision, not an open‑market buy or sale. Such awards are routine compensation and do not by themselves signal a buy/sell decision by the insider. Vesting and transfer restrictions may apply per the directors' compensation plan.

Insider Transaction Report

Form 4
Period: 2026-05-14
Transactions
  • Award

    Common Stock

    [F1]
    2026-05-14+161.69666,321.674 total
Holdings
  • Common Stock

    (indirect: By IRA)
    6,102
  • Common Stock

    (indirect: By daughter)
    297
  • Common Stock

    (indirect: By son)
    297
Footnotes (1)
  • [F1]Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
Signature
/s/Bari Fredericks, as Attorney-in-Fact|2026-05-15

Documents

1 file
  • 4
    wk-form4_1778877352.xmlPrimary

    FORM 4