$XOMA·4

XOMA Corp · Aug 2, 7:27 PM ET

XOMA Corp 4

4 · XOMA Corp · Filed Aug 2, 2016

Insider Transaction Report

Form 4
Period: 2016-07-21
Transactions
  • Award

    Non-Qualified Share Option (right to buy)

    2016-07-21+60,53260,532 total
    Exercise: $0.56Exp: 2026-07-21Common Shares (60,532 underlying)
  • Award

    Common Shares

    2016-07-21+48,246139,596 total
Holdings
  • Common Shares

    (indirect: By Spouse)
    10
  • Common Shares

    (indirect: By Trust)
    2,600
  • Common Shares

    (indirect: By IRA)
    20
Footnotes (5)
  • [F1]These shares were acquired pursuant to a grant of restricted stock units under the Amended and Restated XOMA Corporation 2010 Long Term Incentive and Stock Award Plan and are scheduled to vest in full one year after the grant date.
  • [F2]Owned directly through W. D. Van Ness IRA.
  • [F3]Held indirectly through the C. Van Ness IRA.
  • [F4]Shares owned directly by The Van Ness 1983 Revocable Trust.
  • [F5]This option is exercisable in twelve equal monthly installments, beginning one month from the vest start date, which is the same as the grant date.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT