Insider · CIK 0001221676

VAN NESS W DENMAN

Reports to the SEC for 1 company · BERKELEY, CA

sec.gov

Transactions

Companies

Filings

CIK

0001221676

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-05-18	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	Director	AAward	+8,996 sh	—	—	8,996
2021-05-19	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	Director	AAward	+5,101 sh	—	—	5,101
2021-03-15	XOMA Royalty CorpM Exercise/Conversion	Director	MExercise/Conversion	+2,366 sh	$19.40	+$45.9K	12,310
2021-03-15	XOMA Royalty CorpM Exercise/Conversion	Director	MExercise/Conversion	+3,333 sh	$4.03	+$13.4K	15,643
2021-03-15	XOMA Royalty CorpNon-Qualified Share Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,366 sh	—	—	0
2021-03-15	XOMA Royalty CorpNon-Qualified Share Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,333 sh	—	—	0
2020-05-20	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	Director	AAward	+6,152 sh	—	—	6,152
2019-05-16	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	Director	AAward	+8,167 sh	—	—	8,167
2019-05-10	XOMA Royalty CorpS Sale	Director	SSale	−130 sh	$14.71	−$1,912.053	0
2018-12-20	XOMA Royalty CorpX Exercise of In-Money	Director	XExercise of In-Money	+800 sh	$13.00	+$10.4K	9,944
2018-12-20	XOMA Royalty CorpSubscription Rights (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−800 sh	—	—	0
2018-11-15	XOMA Royalty CorpM Exercise/Conversion	Director	MExercise/Conversion	+4,667 sh	$4.03	+$18.8K	11,646
2018-11-15	XOMA Royalty CorpM Exercise/Conversion	Director	MExercise/Conversion	+3,026 sh	$11.20	+$33.9K	14,672
2018-11-15	XOMA Royalty CorpS Sale	Director	SSale	−5,528 sh	$12.67	−$70K	9,144
2018-11-15	XOMA Royalty CorpNon-Qualified Share Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−4,667 sh	—	—	3,333
2018-11-15	XOMA Royalty CorpNon-Qualified Share Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,026 sh	—	—	0
2018-05-17	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	Director	AAward	+5,052 sh	—	—	5,052
2017-09-15	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	Director	AAward	+2,366 sh	—	—	2,366
2017-02-10	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	Director	AAward	+8,000 sh	—	—	8,000
2016-07-21	XOMA Royalty CorpA Award	Director	AAward	+48.2K sh	—	—	139,596
2016-07-21	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	Director	AAward	+60.5K sh	—	—	60,532
2016-07-21	XOMA Royalty CorpA Award	Director	AAward	+48.2K sh	—	—	139,596
2016-07-21	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	Director	AAward	+60.5K sh	—	—	60,532
2016-05-28	XOMA Royalty CorpM Exercise/Conversion	Director	MExercise/Conversion	+3,150 sh	—	—	91,350
2016-05-28	XOMA Royalty CorpRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,150 sh	—	—	0
2015-05-28	XOMA Royalty CorpM Exercise/Conversion	Director	MExercise/Conversion	+3,150 sh	—	—	85,050
2015-05-28	XOMA Royalty CorpM Exercise/Conversion	Director	MExercise/Conversion	+3,150 sh	—	—	88,200
2015-05-28	XOMA Royalty CorpRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,150 sh	—	—	3,150
2015-05-28	XOMA Royalty CorpRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,150 sh	—	—	0
2015-05-21	XOMA Royalty CorpA Award	Director	AAward	+36.9K sh	—	—	81,900
2015-05-21	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	Director	AAward	+36.9K sh	$3.39	+$125K	36,873
2014-11-13	XOMA Royalty CorpM Exercise/Conversion	Director	MExercise/Conversion	+6,875 sh	—	—	45,027
2014-11-13	XOMA Royalty CorpRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,875 sh	—	—	0
2014-09-12	XOMA Royalty CorpA Award	Director	AAward	+5,500 sh	—	—	38,152
2014-09-12	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	Director	AAward	+7,000 sh	$4.73	+$33.1K	7,000
2013-11-13	XOMA Royalty CorpM Exercise/Conversion	Director	MExercise/Conversion	+6,876 sh	—	—	16,902
2013-11-13	XOMA Royalty CorpRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,876 sh	—	—	6,875
2013-05-28	XOMA Royalty CorpM Exercise/Conversion	Director	MExercise/Conversion	+3,150 sh	—	—	10,026
2013-05-28	XOMA Royalty CorpRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,150 sh	—	—	6,300
2013-05-23	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	Director	AAward	+13.1K sh	$4.13	+$53.9K	13,050
2013-05-23	XOMA Royalty CorpRestricted Stock UnitsA Award	Director	AAward	+9,450 sh	—	—	9,450
2012-11-13	XOMA Royalty CorpM Exercise/Conversion	Director	MExercise/Conversion	+6,876 sh	—	—	6,876
2012-11-13	XOMA Royalty CorpRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,876 sh	—	—	13,751
2012-06-19	XOMA Royalty CorpNon-Qualified Share Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−6,500 sh	—	—	0
2012-06-19	XOMA Royalty CorpNon-Qualified Share Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−15.8K sh	—	—	0
2012-06-19	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	Director	AAward	+6,500 sh	—	—	6,500
2012-06-19	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	Director	AAward	+15.8K sh	—	—	15,790
2012-05-24	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	Director	AAward	+13.1K sh	$2.36	+$30.8K	13,050
2012-05-24	XOMA Royalty CorpRestricted Stock UnitsA Award	Director	AAward	+9,450 sh	—	—	9,450
2011-11-11	XOMA Royalty CorpS Sale	Director	SSale	−698 sh	$1.60	−$1,116.8	2,600

Recent filings

Accepted (ET)
May 204
VAN NESS W DENMAN0001214659-22-007243
SEC(opens sec.gov)
May 214
VAN NESS W DENMAN0001214659-21-005811
SEC(opens sec.gov)
Mar 164
VAN NESS W DENMAN0001214659-21-003182
SEC(opens sec.gov)
May 274
VAN NESS W DENMAN0001214659-20-005065
SEC(opens sec.gov)
May 204
VAN NESS W DENMAN0001190725-19-000019
SEC(opens sec.gov)
May 144
VAN NESS W DENMAN0001209191-19-029775
SEC(opens sec.gov)
Dec 214
VAN NESS W DENMAN0001190725-18-000040
SEC(opens sec.gov)
Nov 164
VAN NESS W DENMAN0001190725-18-000037
SEC(opens sec.gov)
May 214
VAN NESS W DENMAN0001190725-18-000027
SEC(opens sec.gov)
Feb 284
VAN NESS W DENMAN0001190725-18-000012
SEC(opens sec.gov)
May 224
XOMA Corp0000791908-17-000021
SEC(opens sec.gov)
Aug 24
XOMA Corp0000791908-16-000154
SEC(opens sec.gov)

Companies

XOMA Royalty CorpDirector

Address

C/O XOMA LTD. 2910 SEVENTH STREET

BERKELEY, CA, 94710