GOLDFARB DAVID 4

Accession 0000806085-06-000048

CIK 0000806085other

View on SEC.gov Company Profile

Filed

Mar 19, 7:00 PM ET

Accepted

Mar 20, 5:07 PM ET

Size

46.2 KB

Accession

0000806085-06-000048

Insider Transaction Report

Form 4

Period: 2006-03-16

LEHMAN BROTHERS HOLDINGS INCLEH

GOLDFARB DAVID

Chief Administrative Officer

Transactions

Exercise/Conversion
Common Stock
2006-03-17$63.40/sh+75,000$4,755,000→ 104,696.26 total
Sale
Common Stock
2006-03-16$142.86/sh−200$28,572→ 28,863.26 total
Exercise/Conversion
December 2001 Options
2006-03-17$63.40/sh−75,000$4,755,000→ 0 total
Exercise: $63.40Exp: 2006-12-02→ Common Stock (75,000 underlying)
Sale
Common Stock
2006-03-16$142.84/sh−1,400$199,976→ 31,163.26 total
Sale
Common Stock
2006-03-16$142.90/sh−1,500$214,350→ 25,863.26 total
Sale
Common Stock
2006-03-17$143.23/sh−700$100,261→ 44,663.26 total
Sale
Common Stock
2006-03-17$143.45/sh−1,500$215,175→ 39,363.26 total
Sale
Common Stock
2006-03-17$143.40/sh−3,800$544,920→ 40,863.26 total
Exercise/Conversion
Common Stock
2006-03-17$46.64/sh+3,833$178,771→ 29,696.26 total
Exercise/Conversion
Common Stock
2006-03-16$46.64/sh+71,167$3,319,229→ 97,030.26 total
Exercise/Conversion
September 2001 Options
2006-03-16$46.64/sh−71,167$3,319,229→ 3,833 total
Exercise: $46.64Exp: 2006-09-19→ Common Stock (71,167 underlying)
Sale
Common Stock
2006-03-16$142.80/sh−41,334$5,902,495→ 55,696.26 total
Sale
Common Stock
2006-03-16$142.85/sh−2,100$299,985→ 29,063.26 total
Sale
Common Stock
2006-03-17$143.00/sh−15,000$2,145,000→ 89,696.26 total
Exercise/Conversion
September 2001 Options
2006-03-17$46.64/sh−3,833$178,771→ 0 total
Exercise: $46.64Exp: 2006-09-19→ Common Stock (3,833 underlying)
Sale
Common Stock
2006-03-16$142.83/sh−1,200$171,396→ 32,563.26 total
Sale
Common Stock
2006-03-16$142.88/sh−400$57,152→ 27,563.26 total
Sale
Common Stock
2006-03-17$143.17/sh−197$28,204→ 49,363.26 total
Sale
Common Stock
2006-03-17$143.50/sh−13,500$1,937,250→ 25,863.26 total
Sale
Common Stock
2006-03-16$142.82/sh−900$128,538→ 33,763.26 total
Tax Payment
Common Stock
2006-03-17$143.14/sh−19,436$2,782,088→ 70,260.26 total
Sale
Common Stock
2006-03-17$143.15/sh−20,700$2,963,205→ 49,560.26 total
Tax Payment
Common Stock
2006-03-16$142.81/sh−21,033$3,003,723→ 34,663.26 total
Sale
Common Stock
2006-03-17$143.20/sh−4,000$572,800→ 45,363.26 total

Footnotes (4)

[F1]Applicable taxes due upon exercise of stock options paid by withholding of shares.
[F2]Exercisable as of June 3, 2006, provided that commencing December 3, 2004 the options become exercisable sooner in one-third increments if the market price of the Issuer's Common Stock equals or exceeds certain thresholds for certain periods.
[F3]Formerly titled 2001 EIP Option- September 2001.
[F4]Exercisable as of March 20, 2006 provided that exercisability may be accelerated, to no earlier than September 20, 2004, in one-third increments if the closing price of the Issuer's Common Stock on the NYSE reaches $70, $80 and $90, respectively, in each case for 15 out of 20 consecutive trading days.

Documents

1 file

4
doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

LEHMAN BROTHERS HOLDINGS INC

CIK 0000806085

→

Entity typeother

Related Parties

filerCIK 0001227422

Filing Metadata

Form type: 4
Filed: Mar 19, 7:00 PM ET
Accepted: Mar 20, 5:07 PM ET
Size: 46.2 KB

View on SEC.gov