Insider · CIK 0001227422

GOLDFARB DAVID

Reports to the SEC for 2 companies · STAMFORD, CT

sec.gov

Transactions

Companies

Filings

CIK

0001227422

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-03-20	HCM Acquisition CorpJ Other	Director	JOther	−25K sh	—	—	0
2022-01-25	HCM Acquisition CorpClass B Ordinary SharesJ Other	Director	JOther	+25K sh	$0.00	+$50	25,000
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−197 sh	$143.17	−$28.2K	49,363.26
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−15K sh	$143.00	−$2.15M	89,696.26
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTF Tax Payment	Chief Administrative Officer	FTax Payment	−19.4K sh	$143.14	−$2.78M	70,260.26
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−20.7K sh	$143.15	−$2.96M	49,560.26
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+3,833 sh	$46.64	+$179K	29,696.26
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+75K sh	$63.40	+$4.76M	104,696.26
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTSeptember 2001 OptionsM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−3,833 sh	$46.64	−$179K	0
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTDecember 2001 OptionsM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−75K sh	$63.40	−$4.76M	0
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−13.5K sh	$143.50	−$1.94M	25,863.26
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−1,500 sh	$143.45	−$215K	39,363.26
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−700 sh	$143.23	−$100K	44,663.26
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−3,800 sh	$143.40	−$545K	40,863.26
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−4,000 sh	$143.20	−$573K	45,363.26
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−1,400 sh	$142.84	−$200K	31,163.26
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−2,100 sh	$142.85	−$300K	29,063.26
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−200 sh	$142.86	−$28.6K	28,863.26
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−900 sh	$142.87	−$129K	27,963.26
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−400 sh	$142.88	−$57.2K	27,563.26
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−200 sh	$142.89	−$28.6K	27,363.26
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTSeptember 2001 OptionsM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−71.2K sh	$46.64	−$3.32M	3,833
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−1,500 sh	$142.90	−$214K	25,863.26
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+71.2K sh	$46.64	+$3.32M	97,030.26
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−41.3K sh	$142.80	−$5.9M	55,696.26
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTF Tax Payment	Chief Administrative Officer	FTax Payment	−21K sh	$142.81	−$3M	34,663.26
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−900 sh	$142.82	−$129K	33,763.26
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−1,200 sh	$142.83	−$171K	32,563.26
2004-12-09	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTDecember 2004 OptionsA Award	Chief Administrative Officer	AAward	+300K sh	—	—	300,000
2004-12-09	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST2004 Restricted Stock UnitsA Award	Chief Administrative Officer	AAward	+50.8K sh	—	—	50,782.55
2004-11-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST1999 RSU DividendM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−412.22 sh	—	—	0
2004-11-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+13.4K sh	—	—	13,355.78
2004-11-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST1999 RSU DividendA Award	Chief Administrative Officer	AAward	+209.92 sh	—	—	412.22
2004-11-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST1999 Restricted Stock UnitsM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−13.4K sh	—	—	0
2004-11-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTF Tax Payment	Chief Administrative Officer	FTax Payment	−4,771 sh	$83.78	−$400K	8,997
2004-11-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+412.22 sh	—	—	13,768
2004-08-19	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST1999 May OptionsM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−33.3K sh	—	—	0
2004-08-19	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+33.3K sh	$25.75	+$858K	33,334
2004-08-19	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+22.4K sh	$20.44	+$459K	55,782
2004-08-19	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTF Tax Payment	Chief Administrative Officer	FTax Payment	−13K sh	$73.00	−$948K	42,800
2004-08-19	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−42.8K sh	$73.00	−$3.12M	0
2004-08-19	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTNovember 1998 OptionsM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−22.4K sh	—	—	0
2004-01-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+33.3K sh	$25.75	+$858K	44,703
2004-01-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−900 sh	$83.86	−$75.5K	3,250
2004-01-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−4,900 sh	$83.80	−$411K	4,150
2004-01-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−800 sh	$83.71	−$67K	9,050
2004-01-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−15.5K sh	$83.70	−$1.3M	9,850
2004-01-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Chief Administrative Officer	SSale	−11.4K sh	$83.41	−$948K	25,350
2004-01-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTF Tax Payment	Chief Administrative Officer	FTax Payment	−7,983 sh	$83.76	−$669K	36,720
2004-01-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST1999 May OptionsM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−33.3K sh	—	—	33,334

Recent filings

Accepted (ET)
Mar 224
GOLDFARB DAVID0001140361-24-014870
SEC(opens sec.gov)
Jan 274
GOLDFARB DAVID0001140361-22-002914
SEC(opens sec.gov)
Mar 204
GOLDFARB DAVID0000806085-06-000048
SEC(opens sec.gov)

Companies

Address

C/O HCM ACQUISITION CORP 100 FIRST STAMFORD PLACE, SUITE 330

STAMFORD, CT, 06902