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4//SEC Filing

LEHMAN BROTHERS HOLDINGS INC 4

Accession 0000806085-07-000085

CIK 0000806085operating

View on SEC.gov Company Profile

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 4:58 PM ET

Size

35.8 KB

Accession

0000806085-07-000085

Insider Transaction Report

Form 4

Period: 2007-06-13

LEHMAN BROTHERS HOLDINGS INCLEH

FULD RICHARD S JR

Director

Transactions

Sale
Common Stock
2007-06-13$77.30/sh−43,000$3,323,900→ 2,619,547.751 total
Sale
Common Stock
2007-06-13$77.75/sh−14,800$1,150,700→ 1,912,547.751 total
Exercise/Conversion
Common Stock
2007-06-13$27.21/sh+800,000$21,768,000→ 2,712,547.751 total
Sale
Common Stock
2007-06-13$77.71/sh−100,000$7,771,000→ 1,994,847.751 total
Exercise/Conversion
December 2002 Options
2007-06-13−800,000→ 0 total
Exercise: $27.21Exp: 2007-12-10→ Common Stock (800,000 underlying)
Sale
Common Stock
2007-06-13$77.20/sh−19,000$1,466,800→ 2,693,547.751 total
Tax Payment
Common Stock
2007-06-13$77.56/sh−280,668$21,768,049→ 2,324,179.751 total
Sale
Common Stock
2007-06-13$77.36/sh−7,000$541,520→ 2,612,547.751 total
Sale
Common Stock
2007-06-13$77.50/sh−5,700$441,750→ 2,604,847.751 total
Sale
Common Stock
2007-06-13$77.67/sh−1$78→ 2,095,710.751 total
Sale
Common Stock
2007-06-13$77.70/sh−863$67,058→ 2,094,847.751 total
Sale
Common Stock
2007-06-13$77.73/sh−32,300$2,510,679→ 1,962,547.751 total
Sale
Common Stock
2007-06-13$77.74/sh−35,200$2,736,448→ 1,927,347.751 total
Sale
Common Stock
2007-06-13$77.49/sh−2,000$154,980→ 2,610,547.751 total
Sale
Common Stock
2007-06-13$77.64/sh−1,000$77,643→ 2,095,711.751 total
Sale
Common Stock
2007-06-13$77.22/sh−31,000$2,393,820→ 2,662,547.751 total
Tax Payment
Common Stock
2007-06-13$77.56/sh−227,468$17,641,963→ 2,096,711.751 total

Holdings

Common Stock
(indirect: Shares held by daughter- C)
24,404
Common Stock
(indirect: Shares held by GRAT #7)
123,500
Common Stock
(indirect: Shares held by GRAT #8)
600,000
Common Stock
(indirect: Shares held by son)
34,554
Common Stock
(indirect: Shares held by GRAT #3)
478,000

Footnotes (4)

[F1]Includes shares held in various benefit plans.
[F2]Exercise price paid by delivery of already-owned shares.
[F3]Applicable taxes due upon exercise of stock options paid by withholding of shares.
[F4]Exercisable as of June 11, 2007 provided that commencing November 30, 2004 the options become exercisable any time the market price of the Issuer's Common Stock equals or exceeds a certain threshold.

Documents

1 file

4
doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

LEHMAN BROTHERS HOLDINGS INC

CIK 0000806085

Entity typeoperating

Related Parties

1

filerCIK 0000806085

Filing Metadata

Form type: 4
Filed: Jun 14, 8:00 PM ET
Accepted: Jun 15, 4:58 PM ET
Size: 35.8 KB

View on SEC.gov