Insider · CIK 0001227421

FULD RICHARD S JR

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001227421

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2008-01-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTG Gift	Director	GGift	−36.5K sh	—	—	97,570.11
2007-11-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTM Exercise/Conversion	Director	MExercise/Conversion	+67.3K sh	—	—	2,349,658.201
2007-11-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST2001 Performance Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−67.3K sh	—	—	64,333
2007-11-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTM Exercise/Conversion	Director	MExercise/Conversion	+216K sh	—	—	2,282,363.201
2007-11-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTM Exercise/Conversion	Director	MExercise/Conversion	+62.6K sh	—	—	2,025,143.201
2007-11-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST2002 Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−216K sh	—	—	0
2007-11-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST2002 Performance Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−41.6K sh	—	—	40,000
2007-11-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTM Exercise/Conversion	Director	MExercise/Conversion	+41.6K sh	—	—	2,066,730.201
2007-11-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST2003 Performance Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−62.6K sh	—	—	60,667
2007-11-30	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTF Tax Payment	Director	FTax Payment	−203K sh	$62.63	−$12.7M	2,147,071.201
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−1 sh	$77.67	−$77.67	2,095,710.751
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−32.3K sh	$77.73	−$2.51M	1,962,547.751
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−863 sh	$77.70	−$67.1K	2,094,847.751
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−7,000 sh	$77.36	−$542K	2,612,547.751
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−19K sh	$77.20	−$1.47M	2,693,547.751
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−35.2K sh	$77.74	−$2.74M	1,927,347.751
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−43K sh	$77.30	−$3.32M	2,619,547.751
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−31K sh	$77.22	−$2.39M	2,662,547.751
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−1,000 sh	$77.64	−$77.6K	2,095,711.751
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTDecember 2002 OptionsM Exercise/Conversion	Director	MExercise/Conversion	−800K sh	—	—	0
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTF Tax Payment	Director	FTax Payment	−227K sh	$77.56	−$17.6M	2,096,711.751
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTF Tax Payment	Director	FTax Payment	−281K sh	$77.56	−$21.8M	2,324,179.751
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−2,000 sh	$77.49	−$155K	2,610,547.751
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−14.8K sh	$77.75	−$1.15M	1,912,547.751
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−5,700 sh	$77.50	−$442K	2,604,847.751
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−100K sh	$77.71	−$7.77M	1,994,847.751
2007-06-13	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTM Exercise/Conversion	Director	MExercise/Conversion	+800K sh	$27.21	+$21.8M	2,712,547.751
2007-01-31	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTI Discretionary Transaction	Director	IDiscretionary Transaction	+234.344 sh	—	—	1,912,546.526
2006-12-08	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST2006 Restricted Stock UnitsA Award	Director	AAward	+142K sh	—	—	141,543.03
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTDecember 2001 OptionsM Exercise/Conversion	Director	MExercise/Conversion	−395K sh	$63.40	−$25M	0
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−4 sh	$143.60	−$574.4	1,406,374.784
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−10K sh	$143.00	−$1.43M	1,790,946.784
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−8,900 sh	$143.05	−$1.27M	1,782,046.784
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−3,300 sh	$143.53	−$474K	1,406,673.784
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−1,100 sh	$143.11	−$157K	1,771,446.784
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−700 sh	$143.31	−$100K	1,439,973.784
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−30K sh	$143.40	−$4.3M	1,409,973.784
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−295 sh	$143.55	−$42.3K	1,406,378.784
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTF Tax Payment	Director	FTax Payment	−96.3K sh	$143.24	−$13.8M	1,480,473.784
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTM Exercise/Conversion	Director	MExercise/Conversion	−9,500 sh	$143.10	−$1.36M	1,772,546.784
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−38.9K sh	$143.25	−$5.57M	1,441,573.784
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−802 sh	$143.23	−$115K	1,751,446.784
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTM Exercise/Conversion	Director	MExercise/Conversion	+395K sh	$63.40	+$25M	1,800,946.784
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−19.2K sh	$143.20	−$2.75M	1,752,248.784
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTF Tax Payment	Director	FTax Payment	−175K sh	$143.24	−$25M	1,576,802.784
2006-03-17	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−900 sh	$143.29	−$129K	1,440,673.784
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTF Tax Payment	Director	FTax Payment	−2,401 sh	$143.36	−$344K	1,408,201.784
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTF Tax Payment	Director	FTax Payment	−1,327 sh	$143.36	−$190K	1,406,874.784
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−400 sh	$143.36	−$57.3K	1,406,474.784
2006-03-16	LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTS Sale	Director	SSale	−1,200 sh	$143.35	−$172K	1,410,602.784

Recent filings

Accepted (ET)
Jan 145
FULD RICHARD S JR0000806085-09-000002
SEC(opens sec.gov)
Dec 44
LEHMAN BROTHERS HOLDINGS INC0000806085-07-000164
SEC(opens sec.gov)
Jun 154
LEHMAN BROTHERS HOLDINGS INC0000806085-07-000085
SEC(opens sec.gov)

Companies

LEHMAN BROTHERS HOLDINGS INC. PLAN TRUSTDirector

Address

LEHMAN BROTHERS 1271 AVENUE OF THE AMERICAS

NEW YORK, NY, 10020