LEHMAN BROTHERS HOLDINGS INC 4

4 · LEHMAN BROTHERS HOLDINGS INC · Filed Dec 4, 2007

Form 4

Period: 2007-11-30

Chief Operating Officer

Transactions

Exercise/Conversion
Common Stock
2007-11-30+46,960→ 741,808.207 total
Tax Payment
Common Stock
2007-11-30$62.63/sh−126,846$7,944,365→ 751,439.207 total
Exercise/Conversion
2001 Performance Stock Units
2007-11-30−50,733→ 48,500 total
Exercise: $0.00→ Common Stock (50,733 underlying)
Exercise/Conversion
Common Stock
2007-11-30+136,477→ 878,285.207 total
Exercise/Conversion
Common Stock
2007-11-30+50,733→ 663,658.207 total
Exercise/Conversion
2003 Performance Stock Units
2007-11-30−46,960→ 45,500 total
Exercise: $0.00→ Common Stock (46,960 underlying)
Exercise/Conversion
2002 Restricted Stock Units
2007-11-30−136,477→ 0 total
Exercise: $0.00→ Common Stock (136,477 underlying)
Exercise/Conversion
Common Stock
2007-11-30+31,190→ 694,848.207 total
Exercise/Conversion
2002 Performance Stock Units
2007-11-30−31,190→ 30,000 total
Exercise: $0.00→ Common Stock (31,190 underlying)

Footnotes (7)

[F1]Includes shares held in various benefit plans.
[F2]Applicable taxes due upon conversion of Restricted Stock Units and Performance Stock Units paid by withholding of shares.
[F3]Performance Stock Units which were previously earned and reported as 2001 Performance Stock Units, 2002 Performance Stock Units and 2003 Performance Stock Units, all of which were granted in the form of Restricted Stock Units, vest and convert to Common Stock in one-third increments on November 30 in each of 2006, 2007 and 2008. This one third increment converted to freely transferable Common Stock on November 30, 2007.
[F4]Total includes additional amounts received to date pursuant to dividend reinvestment.
[F5]Pursuant to their terms, a one-third increment of the 2001 Performance Stock Units, 2002 Performance Stock Units and 2003 Performance Stock Units converted to freely transferable Common Stock on November 30, 2007.
[F6]Restricted Stock Units which were previously earned and reported converted to freely transferable Common Stock on November 30, 2007.
[F7]Pursuant to their terms, the 2002 Restricted Stock Units converted to freely transferable Common Stock on November 30, 2007.

Documents

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