Huvane Patrick 4
4 · Associated Capital Group, Inc. · Filed Jun 13, 2023
Insider Transaction Report
Form 4
Huvane Patrick
Interim Co-CFO
Transactions
- Award
Phantom RSA
2023-05-30$39.61/sh+3,000$118,830→ 3,000 totalExercise: $0.00→ Class A Common Stock (3,000 underlying)
Footnotes (2)
- [F1]Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.
- [F2]Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.