INSURANCE CO OF THE WEST 4
4 · WESTCORP /CA/ · Filed Nov 25, 2003
Insider Transaction Report
Form 4
AMERICAN ASSETS INC
10% Owner
Transactions
- Award
Common Stock
2003-11-24$34.39/sh+5,000$171,950→ 288,432 total - Award
Common Stock
2003-11-24$34.39/sh+172,500$5,932,275→ 27,814,622 total(indirect: See Footnotes) - Award
Common Stock
2003-11-24$34.39/sh+25,000$859,750→ 482,162 total - Award
Common Stock
2003-11-24$34.39/sh+70,000$2,407,300→ 4,334,750 total - Award
Common Stock
2003-11-24$34.39/sh+72,500$2,493,275→ 18,806,168 total
Holdings
- 3,804,551
Common Stock
- 26,132
Common Stock
Footnotes (10)
- [F1]The number of Securities of the Issuer reported represents the cumulative holdings as of November 24, 2003 of an affiliated group. This group is comprised of a series of affiliated companies and trusts that are owned or controlled by Ernest S. Rady, the Chairman of the Board of the Issuer. Schedule A, attached hereto and incorporated herein by this reference, depicts the relationship among the various members of the affiliated group. The percentages reported on Schedule A for each entity holding Securities of the Issuer are based on 50,878,898 shares of Common Stock outstanding as of November 24, 2003, as reported by the transfer agent. (cont. to Footnote 2)
- [F10]Includes 44,841 shares indirectly owned by Ernest Rady in the Westcorp Employee Stock Ownership Plan and 27,586 shares indirectly owned by Ernest Rady in the Westcorp Salary Savings (401K) Plan.
- [F2]There is no formal agreement to vote or dispose of the Securities of the Issuer in a particular manner. The dispositive and voting powers of each entity identified on Schedule A are made independent of the others, except to the extent that Ernest and Evelyn Rady may be trustees, shareholders, officers and/or directors of the various entities and, in the respect, are able to control the disposition and voting of the Securities of the Issuer owned by each member of the affiliated group.
- [F3]American Assets, Inc.
- [F4]Ernest S. Rady Trust
- [F5]Evelyn Shirley Rady Trust
- [F6]DHM Trust
- [F7]Insurance Company of the West
- [F8]Explorer Insurance Co.
- [F9]Ernest S. Rady