BROOKFIELD TOTAL RETURN FUND INC 4
4 · BROOKFIELD TOTAL RETURN FUND INC · Filed May 19, 2016
Insider Transaction Report
Form 4
RUSSELL-DOWE MICHELLE LYN
Vice President
Transactions
- Purchase
Common Stock
2012-10-26$22.59/sh+696$15,723→ 2,737 total - Purchase
Common Stock
2012-10-26$21.50/sh+265$5,698→ 765 total(indirect: By Spouse) - Purchase
Common Stock
2012-10-26$22.59/sh+166$3,750→ 931 total(indirect: By Spouse) - Purchase
Common Stock
2012-10-26$21.50/sh+385$8,278→ 1,853.75 total
Footnotes (8)
- [F1]Shares purchased through the exercise of stock purchase rights issued to the spouse of the Reporting Person in connection with the issuer's rights offfering.
- [F2]Effective August 22, 2012, the issuer affected a 1 for 4 reverse stock split for its shares. The amount of securities beneficially owned following the reported transaction has been adjusted to reflect the reverse stock split. This amount does not include shares held indirectly by the Reporting Person as those shares are reflected in the third and fourth lines of this form.
- [F3]Shares purchased through the exercise of stock purchase rights acquired by the spouse of the Reporting Person in connection with the Issuer's rights offering.
- [F4]This amount does not include shares held indirectly by the Reporting Person as those shares are reflected in the second line of this Form 4.
- [F5]Shares purchased through the exercise of stock purchase rights issued to the Reporting Person in connection with the Issuer's rights offering.
- [F6]Effective August 22, 2012, the Issuer affected a for 4 reverse stock split for its shares. The amount of securities beneficially owned following the reported transaction has been adjusted to reflect the reverse stock split. This amount does not include shares held directly by the Reporting Person as those shares are reflected in the first and second lines of this Form 4.
- [F7]Shares purchased through the exercise of stock purchase rights acquired by the Reporting Person in connection with the Issuer's rights offering.
- [F8]The amount of securities listed herein also includes 187.25 shares acquired through dividend reinvestment between September 26, 2012 and May 18, 2016. This amount does not include shares held directly by the Reporting Person as those shares are reflected in the first and second lines of this Form 4.