Falu Ricardo Manuel 4

What Happened

• Ricardo Manuel Falu, EVP, COO and President of New Energy Technologies at AES, had 992 shares disposed (tax withholding) on February 24, 2026. The shares were recorded at $16.27 each for a total of $16,140. This was not an open-market sale but an automatic withholding of shares to satisfy tax obligations tied to the vesting of equity.

Key Details

• Transaction date: 2026-02-24
• Transaction type: F (automatic tax withholding related to vesting)
• Shares withheld/disposed: 992
• Price per share: $16.27
• Total value: $16,140
• Footnote: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one‑third of the Restricted Stock Units granted February 24, 2023 (F1).
• Shares owned after transaction: Not disclosed in the supplied filing data.
• Filing date: Form 4 filed 2026-02-26 (timely relative to the 2026-02-24 transaction).

Context

• Tax-withholding dispositions are routine when RSUs vest: the company withholds a portion of the vested shares to cover required taxes rather than executing an open‑market sale by the insider. Such withholding is administrative and generally not interpreted as a directional signal about the insider’s view of the stock.