AQUAGENIX INC/DE 4
4 · AQUAGENIX INC/DE · Filed Aug 11, 1999
Insider Transaction Report
Form 4
No transactions or holdings reported in this filing.
Footnotes (2)
- [1]On January 28, 1999, Aquagenix, Inc. (the "Company") issued to Alexander Enterprise Holding Corp., a British Virgin Islands corporation ("Alexander"), 200,000 shares of common stock of the Company ("Common Stock") in consideration for the consulting and other services provided to the Company by Alexander. The closing price of Common Stock on January 28, 1999 was $.375 per share.
- [2]Nicolas Berggruen acts as the investment adviser to Alexander, which holds 472,541 shares of Common Stock and warrants to purchase 110,000 shares of Common Stock. Nicolas Berggruen disclaims beneficial ownership or, and does not have a pecuniary interest in, the shares of Common Stock held by Alexander, and this report shall not be deemed an admission that Nicolas Berggruen is a beneficial owner of such securities for purposes of Section 16 or for any other purpose. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. ** See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Nicolas Berggruen 08/10/99 ----------------------------- --------------- Nicolas Berggruen Date -----END PRIVACY-ENHANCED MESSAGE-----